1. SEC

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  2. Quotes

    1. Miller used Polycom funds to travel with his friends and girlfriend to luxurious international resorts while falsely claiming the trips were business-related site inspections in advance of company sales retreats.
      In SEC Charges Former Polycom CEO with Concealing Extravagant personal expenses
    2. Because the Company's executive officers operate as a team, the Compensation Committee considers internal pay equity to be an important factor in its decisions on executive compensation.
      In Move Over Tim Cook: Angela Ahrendts Earned $73.3 Million in 2014
    3. The proxy advisory firm must provide the recipient of the advice with disclosure that provides notice of the presence of a significant relationship or a material interest.
      In Proxy Advisers Must Disclose Conflicts of Interest, SEC Says
    4. As our new CEO, Mr. Lawson quickly aligned the organization to support our customers and programs, added new leadership talent to the team and helped to position the company for success.
      In Spirit AeroSystems shareholders to vote on exec pay at annual meeting
    5. Alcoa's subsidiaries used a London-based consultant with connections to Bahrain's royal family as an intermediary to negotiate with government officials and funnel the illicit payments to retain Alcoa's business as a supplier to the plant.
      In Alcoa Reaches Settlement With SEC And DOJ Over Bahraini Bribery Scandal
    6. Although today's settlement resolves claims against JPMorgan relating to this matter, our investigation is continuing as to individuals.
      In Jamie Dimon as the Steven Cohen of Banking
    7. Senior management failed to adequately update the audit committee on these and other important facts concerning the CIO before the firm filed its first quarter report for 2012.
      In Jamie Dimon as the Steven Cohen of Banking
  3. Quotes about SEC

    1. While the SEC requires a certain calculation, such as using the grant-date fair value of unvested equity awards granted, this often doesn't reflect what the executive actually receives once stock awards are vested or options are exercised.
      In Elon Musk Said in Court he's Low on Cash. He Could be Right — and it Shows How Complicated CEO Compensation Has Become.
    2. The company, working with the assistance of outside counsel, is fully cooperating with the SEC and does not believe that the amounts involved are material to the company's financial position or results of operations.
      In Argo Group Under SEC Scrutiny Over Executives Compensation
    3. The deregulatory agenda now advancing at the SEC is too often driven by lobbyist intuition rather than hard facts about the markets we oversee.
      In Investors Left Exposed as Trump's SEC Gives America Inc Helping Hand